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Phone:
(312)
380-6631
Email:
hrosenburg@ksblegal.com
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HOWARD J. ROSENBURG
Howard’s background includes governmental, in-house and large law firm
experience handling business litigation and regulatory investigations.
Before joining our firm, Howard worked as General Counsel and Chief
Regulatory Officer for a securities broker-dealer and investment advisor
and was responsible for all legal and regulatory matters affecting the
company. Prior to that, Howard worked at DLA Piper US LLP, representing
clients in business disputes and regulatory matters, including
investigations brought by the following regulators: SEC, CBOE, FINRA (NASD
and NYSE), state securities regulators, FDA and NCAA.
Howard began his legal career as an attorney with the Division of
Enforcement of the U.S. Securities and Exchange Commission, where he
handled investigations and litigation involving fraudulent accounting
practices, insider trading, Ponzi schemes, broker-dealer misconduct,
stock price manipulation and fund misappropriation.
Howard earned a Bachelor of Science with high honors from the University
of Illinois, Urbana-Champaign, and his J.D. with honors from the IIT
Chicago-Kent College of Law.
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